Financial Crime Compliance Officer

We are partnering our client, an established financial services platform, to hire a Compliance Officer (Financial Crime Compliance).

This role has a broad exposure across multiple business lines, including institutional brokerage, sales and trading, investment banking, derivatives, fixed income, wealth management and asset management.

Key Responsibilities

• Support AML/CFT compliance across Singapore licensed entities and business lines
• Conduct enterprise-wide ML/TF risk assessments
• Monitor client relationships and transactions for suspicious activity
• Review KYC, onboarding and periodic review documentation
• Advise business, operations and support teams on AML/CFT requirements
• Support remediation exercises, screenings and ad-hoc financial crime risk reviews
• Draft STRs and escalate material AML/CFT issues to senior stakeholders
• Prepare financial crime compliance updates for management and governance forums
• Conduct AML/CFT training and compliance monitoring
• Support MAS, SGX, internal and external audits relating to financial crime matters
• Track regulatory developments and recommend framework enhancements

Requirements

• Minimum 2 years of financial crime compliance experience
• Prior exposure to securities, brokerage, capital markets or investment businesses strongly preferred
• Broad AML/CFT expertise across multiple business lines, rather than a narrow KYC-only background
• Strong understanding of MAS AML/CFT requirements
• Comfortable operating independently as an individual contributor in Singapore
• Strong analytical, stakeholder management and communication skills

Application Process

Interested candidates should submit their resume to Sarah Sim at Sign in to view email, quoting the job title. Only shortlisted candidates will be contacted.

Licence No: 24S2395

Registration No: R21102761