Compliance Officer- Client Monitoring (Private Bank)

Duration: 12 Months Contract

Location: Raffles Place

Overview

The Client Monitoring Officer shall possess in depth knowledge of AML/KYC client due diligence process, compliance monitoring and review programs.

Responsibilities

• Perform regular client periodic reviews
• Conduct refresher due diligence searches as part of the periodic review
• Conduct account transactions review as part of the periodic review
• Perform KYC due diligence of KYC files as part of the periodic review
• Identify and escalate potential AML risks, red flags, and unusual activity
• Provide administrative and ad-hoc support to the team
• Undertake any duties as assigned
• Foster a positive compliance culture within the Bank through advice, communication and training

Requirements

• At least 2 years of experience in a compliance and/or client on-boarding function, including exposure in the Private Wealth environment

• Should possess good analytical skills and able to independently perform in-depth analysis on Compliance related matters, particularly on client due diligence and client periodic review

• Self-starter and solution oriented
• Well organised and attentive to details Team player Good knowledge of common IT applications (Word, Excel, Powerpoint)Good knowledge with Factiva and Worldcheck

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Charnele Tan | Registration No: R1105360