Regulatory & Controls Manager (Banking /Governance)
FORTE EMPLOYMENT SERVICES PTE. LTD.
This is a Regulatory and Controls Manager role to supportProject Anchor, which is migration of IPB business from one legal entity toanother, targeting completion by H1 FY27.
Key Responsibilities
- Regulatory Tracking & Submissions: Monitor regulatory developments relevant to Anchor, maintain a regulatory obligations register, and coordinate timely preparation and submission of required regulatory deliverables and responses.
- Compliance Liaison: Act as the interface between the program team and Compliance/Legal functions, ensuring all workstream activities adhere to applicable regulations, internal policies, and audit requirements.
- Regulatory Reporting: Produce accurate and timely regulatory packs, track open regulatory actions to closure, and support preparation for regulatory examinations or reviews.
- Governance Framework Management: Maintain and administer the Anchor governance framework, including committee calendars, terms of reference, meeting minutes, action logs, and decision registers across all governance forums.
- Controls & Assurance Monitoring: Support the design and monitoring of program controls, track control effectiveness, and coordinate with Risk and Internal Audit to ensure governance standards are consistently upheld.
- Documentation & Policy Management: Own the central repository of program governance documentation, ensuring version control, accessibility, and alignment with enterprise policy standards.
Requirements
Degree in Banking and Finance
- Minimum 6 years of experience in regulatory change, governance, controls, compliance risk, business analysis, or related banking functions.
- Strong understanding of regulatory requirements, governance frameworks, and risk & controls within the banking industry.
- Experience working closely with Compliance, Legal, Risk, Regulatory Affairs, or Internal Audit stakeholders.
- Business Analyst, Regulatory PMO, Governance, Controls, Compliance Risk, or Regulatory Change backgrounds are highly preferred.
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EA License No: 10C3364
EA Personnel: (Linda) Lau Ng Eng
EA Personnel Reg No: R1111325
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