Distribution Compliance Monitoring Executive #ESY

• Ensures that compliance reporting, misconduct trend and data analysis related to distribution channels are completed within stipulated timelines by the team.

• Ensures that thorough analysis is conducted into suspected agency misconduct issues, recommends and ensures appropriate actions are taken to address substantiated undesirable sales behaviour.

• Engages customers and distribution channels to obtain information for a fair and thorough assessment of alleged misconduct.

• Maintains discipline and compliance to prescribed market and business conduct for the distribution channels.

• Competent and conversant with the relevant contents and requirements of applicable regulations, industry standards, Regional Compliance Standards and PACS’ business rules (preferred)

• Participates and delivers projects and/or initiatives to meet internal and regulatory requirements and improve internal process efficiencies.

• Assist in replacement of policy appeal reviews

Interested candidates, please email your resume to Sign in to view email

Anna See Sing Yee

CEI Reg R25157535

Recruit Express Pte Ltd

EA License No: 99C4599

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